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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-12 |
| AZ | RA | APPROVED | 2025-10-22 |
Branch Locations
500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tempe | AZ | 10/2025 | Present |
| New Albany High School | New Albany | OH | 08/2014 | 05/2019 |
| Bridgton Academy | Bridgton | ME | 08/2019 | 05/2020 |
| Northern Illinois University | Dekalb | IL | 08/2020 | 05/2021 |
| University Of North Carolina Asheville | Asheville | NC | 08/2021 | 05/2024 |
| The Ohio State University | Columbus | OH | 08/2024 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 2025-07-02 |
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