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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-03
CA RA APPROVED 2026-01-18
  • TX RA
    APPROVED
    Since 2026-03-03
  • CA RA
    APPROVED
    Since 2026-01-18

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3320 Ocean Park Blvd, Santa Monica, CA 90405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 09/2025 Present
Bruin Capital White Plains NY 05/2024 07/2024
University Of Miami Coral Gables FL 08/2021 05/2025
Bradfield College Reading 07/2019 06/2021
Aiglon College Villars Sur Ollon 07/2013 07/2019
Img Paris 05/2022 07/2022
Mercedes Amg F1 Miami FL 05/2023 05/2023
Unemployed Los Angeles CA 05/2025 08/2025
Unemployed Vaud 06/2021 08/2021
Bank Of America, N.A. Santa Monica CA 12/2025 Present
  • 09/2025 → Present
    Santa Monica, CA
  • 05/2024 → 07/2024
    Bruin Capital
    White Plains, NY
  • 08/2021 → 05/2025
    University Of Miami
    Coral Gables, FL
  • 07/2019 → 06/2021
    Bradfield College
    Reading
  • 07/2013 → 07/2019
    Aiglon College
    Villars Sur Ollon
  • 05/2022 → 07/2022
    Img
    Paris
  • 05/2023 → 05/2023
    Mercedes Amg F1
    Miami, FL
  • 05/2025 → 08/2025
    Unemployed
    Los Angeles, CA
  • 06/2021 → 08/2021
    Unemployed
    Vaud
  • 12/2025 → Present
    Bank Of America, N.A.
    Santa Monica, CA
Other Businesses

I*3013289, Entity Type, Name of OBA: SMEC LLC Address: Albany New York 12207 Investment Related: No Position, Title, Association: sole owner Employee Start Date: 08/05/2025No Hours: 0 No Hours during trading: 0 Duties: none

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-14
  • S66 Uniform Combined State Law Examination
    2026-01-14
Other Names
  • Louis Masquelier Page

View on SEC IAPD

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