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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-24
  • CA RA
    APPROVED
    Since 2026-02-24

Branch Locations

237 W. Main Street, Los Gatos, CA 95030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Los Gatos CA 09/2025 Present
Lionsgate Entertainment Corporation Santa Monica CA 03/2009 07/2025
Raymond James Financial Services Advisors, Inc Los Gatos CA 02/2026 Present
Other Businesses

(1)Name of Business: Adint, Ramaekers and Associates Address: 237 W Main St, Los Gatos, CA, 95030-6818, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/06/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Santa Cruz Montessori Address: 237 W Main St, Los Gatos, CA, 95030-6818, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 12/03/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an unpaid member of the Finance Committee, which includes reviewing financial statements,\nreviewing the annual budget, and reviewing additional finance related matters for the school. The Finance\nCommittee as a whole provides recommendations to the Board of Directors related to these matters.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-19
  • S66 Uniform Combined State Law Examination
    2026-02-19
Other Names
  • Nicole Louise Rowley
  • Nicole Louise Legassick

View on SEC IAPD

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