Leif H Engen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-06
MN	RA	APPROVED	2026-01-02

TX RA
APPROVED

Since 2026-01-06
MN RA
APPROVED

Since 2026-01-02

Branch Locations

315 Lake St E Adp-Home Office, Wayzata, MN 55391 • United States

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wayzata	MN	09/2025	Present
Ersnt & Young Llp	Minneapolis	MN	10/2020	09/2025
Unemployed	Fargo	ND	05/2020	10/2020
Gustavus Adolphus College	St. Peter	MN	09/2016	05/2020
Robert Half	Minneapolis	MN	06/2019	08/2019
Kelly Services	Fargo	ND	07/2018	08/2018
City Of Fargo	Fargo	ND	06/2017	08/2017
Bank Of America, N.A.	Wayzata	MN	11/2025	Present

09/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN
10/2020 → 09/2025

Ersnt & Young Llp

Minneapolis, MN
05/2020 → 10/2020

Unemployed

Fargo, ND
09/2016 → 05/2020

Gustavus Adolphus College

St. Peter, MN
06/2019 → 08/2019

Robert Half

Minneapolis, MN
07/2018 → 08/2018

Kelly Services

Fargo, ND
06/2017 → 08/2017

City Of Fargo

Fargo, ND
11/2025 → Present

Bank Of America, N.A.

Wayzata, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-30

S66 Uniform Combined State Law Examination

2025-12-30

View on SEC IAPD

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