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Richard Alexander Guints

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-30
  • CA RA
    APPROVED
    Since 2025-09-30

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fordham Preparatory School Bronx NY 09/2014 06/2017
Loyola Marymount University Los Angeles CA 08/2017 06/2021
Advanced Regulatory Compliance, Llc Los Angeles CA 04/2021 12/2022
Aca Group, Llc Los Angeles CA 12/2022 12/2024
Tamar Securities Llc Woodland Hills CA 01/2025 05/2025
United States Tennis Association, Inc. New York NY 08/2025 09/2025
Tcw Llc Los Angeles CA 09/2025 Present
Tcw Funds Distributors Los Angeles CA 09/2025 Present
  • 09/2014 → 06/2017
    Fordham Preparatory School
    Bronx, NY
  • 08/2017 → 06/2021
    Loyola Marymount University
    Los Angeles, CA
  • 04/2021 → 12/2022
    Advanced Regulatory Compliance, Llc
    Los Angeles, CA
  • 12/2022 → 12/2024
    Aca Group, Llc
    Los Angeles, CA
  • 01/2025 → 05/2025
    Tamar Securities Llc
    Woodland Hills, CA
  • 08/2025 → 09/2025
    United States Tennis Association, Inc.
    New York, NY
  • 09/2025 → Present
    Tcw Llc
    Los Angeles, CA
  • 09/2025 → Present
    Tcw Funds Distributors
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-17
  • S65 Uniform Investment Adviser Law Examination
    2024-08-17

View on SEC IAPD

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