Daniel Stephen Nestor Fresquez

Current Employers

Cradle To College Financial, Llc

Santa Fe, NM • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-12
NM	RA	APPROVED	2025-12-08

TX RA
APPROVED

Since 2026-01-12
NM RA
APPROVED

Since 2025-12-08

Branch Locations

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Santa Fe County Information Technology	Santa Fe	NM	01/2012	Present
Cradle To College Financial, Llc	Santa Fe	NM	08/2025	Present

01/2012 → Present

Santa Fe County Information Technology

Santa Fe, NM
08/2025 → Present

Cradle To College Financial, Llc

Santa Fe, NM

Other Businesses

Santa Fe County; Non-Investment-related; 102 Grant Avenue, Santa Fe, NM 87501, County Government; I.T. Desktop Support Specialist; Employee; 01/2012; 80; 120. I.T. Support (no access to financial systems).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-11

S65 Uniform Investment Adviser Law Examination

2025-10-11