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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-02
  • MN RA
    APPROVED
    Since 2026-02-02

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 10/2025 01/2026
Twin City Fan Companies Plymouth MN 04/2010 05/2020
Unemployed Plymouth MN 05/2020 06/2021
Pace Industries Maple Lake MN 06/2021 02/2023
Unemployed Plymouth MN 03/2023 06/2023
Actalent - Contract Position With Amazon Plymouth MN 06/2023 12/2023
Unemployed Plymouth MN 01/2024 06/2024
Itr - Contract For Graco Plymouth MN 06/2024 09/2024
Unemployed Plymouth MN 10/2024 10/2025
Thrivent Financial Appleton WI 11/2025 01/2026
Lpl Enterprise Llc St Louis Park MN 02/2026 Present
  • 10/2025 → 01/2026
    Minneapolis, MN
  • 04/2010 → 05/2020
    Twin City Fan Companies
    Plymouth, MN
  • 05/2020 → 06/2021
    Unemployed
    Plymouth, MN
  • 06/2021 → 02/2023
    Pace Industries
    Maple Lake, MN
  • 03/2023 → 06/2023
    Unemployed
    Plymouth, MN
  • 06/2023 → 12/2023
    Actalent - Contract Position With Amazon
    Plymouth, MN
  • 01/2024 → 06/2024
    Unemployed
    Plymouth, MN
  • 06/2024 → 09/2024
    Itr - Contract For Graco
    Plymouth, MN
  • 10/2024 → 10/2025
    Unemployed
    Plymouth, MN
  • 11/2025 → 01/2026
    Thrivent Financial
    Appleton, WI
  • 02/2026 → Present
    St Louis Park, MN
Previous Registrations
Other Businesses

1. 01/29/2026 - Real Estate Rental - Real Estate Rental - Inv Related - 10 Hour(s)/Month - 0 Hour(s) During Trading - Minneapolis, MN - OBA Start Date: 01/01/2022 2. 01/29/2026 - The Fiscals Mart LLC - Business Owner - Inv Related - 02 Hour(s)/Month - 0 Hour(s) During Trading - Minneapolis, MN - OBA Start Date: 06/01/2025 3. 01/29/2026 - UMESH NAGARGOJE - Business Owner - Not Inv Related - 05 Hour(s)/Month - 0 Hour(s) During Trading - Minneapolis, MN - OBA Start Date: 03/01/2025 4. 01/29/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Plymouth, MN - OBA Start Date: 01/29/2026 5. 01/29/2026 - Umesh Nagargoje, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Plymouth, MN - OBA Start Date: 01/29/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-02
  • S66 Uniform Combined State Law Examination
    2026-01-02

View on SEC IAPD

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