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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-02-02 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Minneapolis | MN | 10/2025 | 01/2026 |
| Twin City Fan Companies | Plymouth | MN | 04/2010 | 05/2020 |
| Unemployed | Plymouth | MN | 05/2020 | 06/2021 |
| Pace Industries | Maple Lake | MN | 06/2021 | 02/2023 |
| Unemployed | Plymouth | MN | 03/2023 | 06/2023 |
| Actalent - Contract Position With Amazon | Plymouth | MN | 06/2023 | 12/2023 |
| Unemployed | Plymouth | MN | 01/2024 | 06/2024 |
| Itr - Contract For Graco | Plymouth | MN | 06/2024 | 09/2024 |
| Unemployed | Plymouth | MN | 10/2024 | 10/2025 |
| Thrivent Financial | Appleton | WI | 11/2025 | 01/2026 |
| Lpl Enterprise Llc | St Louis Park | MN | 02/2026 | Present |
1. 01/29/2026 - Real Estate Rental - Real Estate Rental - Inv Related - 10 Hour(s)/Month - 0 Hour(s) During Trading - Minneapolis, MN - OBA Start Date: 01/01/2022 2. 01/29/2026 - The Fiscals Mart LLC - Business Owner - Inv Related - 02 Hour(s)/Month - 0 Hour(s) During Trading - Minneapolis, MN - OBA Start Date: 06/01/2025 3. 01/29/2026 - UMESH NAGARGOJE - Business Owner - Not Inv Related - 05 Hour(s)/Month - 0 Hour(s) During Trading - Minneapolis, MN - OBA Start Date: 03/01/2025 4. 01/29/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Plymouth, MN - OBA Start Date: 01/29/2026 5. 01/29/2026 - Umesh Nagargoje, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Plymouth, MN - OBA Start Date: 01/29/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-02 |
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