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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-12
CA RA APPROVED 2026-07-02
  • TX RA
    APPROVED
    Since 2026-08-12
  • CA RA
    APPROVED
    Since 2026-07-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

22900 Centerpoint Dr, Moreno Valley, CA 92553 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Riverside CA 09/2025 04/2026
Wells Fargo Bank, Na Riverside CA 01/2024 09/2025
Riverside Metro Auto Group Riverside CA 11/2023 01/2024
Unemployed Moreno Valley CA 08/2023 11/2023
Riverside County District Attorney's Office Banning CA 06/2023 08/2023
Unemployed Moreno Valley CA 04/2023 06/2023
Petco Health And Wellness San Jose CA 09/2022 04/2023
Riverside Country District Attorney's Office Riverside CA 06/2022 09/2022
Cardenas Markets Moreno Valley CA 07/2022 09/2022
Unemployed San Jose CA 09/2015 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Moreno Valley CA 04/2026 Present
Foothill Community College Los Altos Hills CA 09/2018 06/2020
University Of California, Berkeley Berkeley CA 08/2020 05/2022
De Anza Community College Cupertino CA 09/2018 06/2020
Bank Of America, N.A. Moreno Valley CA 06/2026 Present
  • 09/2025 → 04/2026
    Wells Fargo Clearing Services, Llc
    Riverside, CA
  • 01/2024 → 09/2025
    Wells Fargo Bank, Na
    Riverside, CA
  • 11/2023 → 01/2024
    Riverside Metro Auto Group
    Riverside, CA
  • 08/2023 → 11/2023
    Unemployed
    Moreno Valley, CA
  • 06/2023 → 08/2023
    Riverside County District Attorney's Office
    Banning, CA
  • 04/2023 → 06/2023
    Unemployed
    Moreno Valley, CA
  • 09/2022 → 04/2023
    Petco Health And Wellness
    San Jose, CA
  • 06/2022 → 09/2022
    Riverside Country District Attorney's Office
    Riverside, CA
  • 07/2022 → 09/2022
    Cardenas Markets
    Moreno Valley, CA
  • 09/2015 → 06/2022
    Unemployed
    San Jose, CA
  • 04/2026 → Present
    Moreno Valley, CA
  • 09/2018 → 06/2020
    Foothill Community College
    Los Altos Hills, CA
  • 08/2020 → 05/2022
    University Of California, Berkeley
    Berkeley, CA
  • 09/2018 → 06/2020
    De Anza Community College
    Cupertino, CA
  • 06/2026 → Present
    Bank Of America, N.A.
    Moreno Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-02
S63 Uniform Securities Agent State Law Examination 2025-12-16
  • S66 Uniform Combined State Law Examination
    2026-07-02
  • S63 Uniform Securities Agent State Law Examination
    2025-12-16

View on SEC IAPD

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