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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-24
  • CA RA
    APPROVED
    Since 2025-11-24

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employment Irvine CA 01/2023 06/2025
Self-Employment Shanghai 09/2015 12/2022
Coldwell Banker Dana Point CA 06/2025 09/2025
Lpl Enterprise Llc Irvine CA 09/2025 Present
  • 01/2023 → 06/2025
    Self-Employment
    Irvine, CA
  • 09/2015 → 12/2022
    Self-Employment
    Shanghai
  • 06/2025 → 09/2025
    Coldwell Banker
    Dana Point, CA
  • 09/2025 → Present
    Irvine, CA
Other Businesses

1. 09/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - San Juan Capistrano, CA - Start Date 09/12/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 09/18/2025 - HAIYAN YANG - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - San Juan Capistrano, CA - Start Date 09/12/2025 - 160hrs/MTH 160hrs/MTH During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-22
  • S66 Uniform Combined State Law Examination
    2025-11-22

View on SEC IAPD

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