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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-24 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employment | Irvine | CA | 01/2023 | 06/2025 |
| Self-Employment | Shanghai | 09/2015 | 12/2022 | |
| Coldwell Banker | Dana Point | CA | 06/2025 | 09/2025 |
| Lpl Enterprise Llc | Irvine | CA | 09/2025 | Present |
1. 09/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - San Juan Capistrano, CA - Start Date 09/12/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 09/18/2025 - HAIYAN YANG - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - San Juan Capistrano, CA - Start Date 09/12/2025 - 160hrs/MTH 160hrs/MTH During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-22 |
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