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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-12 |
Branch Locations
One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia University | New York | NY | 08/2021 | 06/2023 |
| Wiscmed | Madison | WI | 06/2023 | 09/2023 |
| Gci/Baird Family Office | Chicago | IL | 06/2020 | 09/2020 |
| Columbia University | New York | NY | 09/2023 | 07/2024 |
| Razors Edge Ventures | Reston | VA | 07/2024 | 08/2024 |
| Columbia University | New York | NY | 08/2024 | 05/2025 |
| Latin School Of Chicago | Chicago | IL | 01/2015 | 05/2021 |
| Na | Chicago | IL | 05/2025 | 09/2025 |
| Stifel | San Francisco | CA | 09/2025 | Present |
1. The Expanding Color System; 209 E Lake Shore Dr Chicago, IL 60611; Art and Design Company; Co-Founder; Business operations; 07/01/2025; 4hrs/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-11 |
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