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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-11 |
Branch Locations
1225 Us Hwy 70 W, Garner, NC 27529 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Garner | NC | 01/2019 | Present |
| Wells Fargo Clearing Services, Llc | Garner | NC | 09/2025 | Present |
| Lowes Foods | Raleigh | NC | 06/2015 | 10/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2025-11-18 |
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