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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-25
CA RA APPROVED 2026-01-30
  • TX RA
    APPROVED
    Since 2026-03-25
  • CA RA
    APPROVED
    Since 2026-01-30

Branch Locations

73820 El Paseo, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Springs CA 11/2025 Present
Tommy Bahama R & R Holdings Palm Desert CA 12/2023 Present
Indian Wells Golf Resort Indian Wells CA 10/2023 12/2023
Unemployed Cathedral City CA 08/2023 09/2023
Mister Lyon's Steakhouse Palm Springs CA 08/2022 07/2023
Clos Du Val Winery Napa CA 03/2021 07/2022
Constellation Brands Napa CA 03/2020 03/2021
Southern Glazer's Wine & Spirits Napa CA 07/2013 03/2020
Sonoma State University Rohnert Park CA 02/2022 03/2024
Bank Of America, N.A. Palm Springs CA 01/2026 Present
  • 11/2025 → Present
    Palm Springs, CA
  • 12/2023 → Present
    Tommy Bahama R & R Holdings
    Palm Desert, CA
  • 10/2023 → 12/2023
    Indian Wells Golf Resort
    Indian Wells, CA
  • 08/2023 → 09/2023
    Unemployed
    Cathedral City, CA
  • 08/2022 → 07/2023
    Mister Lyon's Steakhouse
    Palm Springs, CA
  • 03/2021 → 07/2022
    Clos Du Val Winery
    Napa, CA
  • 03/2020 → 03/2021
    Constellation Brands
    Napa, CA
  • 07/2013 → 03/2020
    Southern Glazer's Wine & Spirits
    Napa, CA
  • 02/2022 → 03/2024
    Sonoma State University
    Rohnert Park, CA
  • 01/2026 → Present
    Bank Of America, N.A.
    Palm Springs, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-29
  • S66 Uniform Combined State Law Examination
    2026-01-29
Other Names
  • Gretchen D Simms
  • Gretchen D Helsel Drumm

View on SEC IAPD

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