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David James Winikates

J.P. Morgan Securities LLC

Chicago , IL

Park Ridge, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-23
IL RA APPROVED 2014-07-11
  • TX RA
    APPROVED_RES
    Since 2014-07-23
  • IL RA
    APPROVED
    Since 2014-07-11

Branch Locations

10 S Dearborn St Fl 32, Chicago , IL 60603 • United States

1 S. Northwest Highway, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Park Ridge IL 06/2013 Present
Jpmorgan Chase Bank, N.A. Park Ridge IL 05/2008 Present
Previous Registrations
  • 2012-10-01 → 2013-06-18
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
  • 2008-07-10 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2006-10-23 → 2008-04-25
    Waddell & Reed
    Lisle, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-12-06
S65 Uniform Investment Adviser Law Examination 2006-10-20
  • S63 Uniform Securities Agent State Law Examination
    2006-12-06
  • S65 Uniform Investment Adviser Law Examination
    2006-10-20
Other Names
  • David J Winikates

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
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