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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-01
  • CA RA
    APPROVED
    Since 2026-01-01

Branch Locations

Manteca, CA • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foundations Investment Advisors Llc Phoenix AZ 09/2025 Present
Progressive Global Energy San Ramon CA 07/2018 Present
General Electric Concord CA 08/2012 11/2017
Unemployed Tracy CA 11/2017 07/2018
  • 09/2025 → Present
    Phoenix, AZ
  • 07/2018 → Present
    Progressive Global Energy
    San Ramon, CA
  • 08/2012 → 11/2017
    General Electric
    Concord, CA
  • 11/2017 → 07/2018
    Unemployed
    Tracy, CA
Other Businesses

(1) InVita Financial LLC; Investment related; 7401 S Creek Road, Suite 203, Sandy, UT 84093; Life Insurance & Annuities; Independent Agent; Offer life insurance to prospective clients; Started: 11/2023; 20-30 hours per month (2) Progressive Global Energy; Not Investment Related; 2100 Kettner Blvd, Suite 420, San Diego, CA 92101; Contract project engineer; Design and engineer substation solutions for the electric utility in Northern California; Started: 07/2018; 160 hours a month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-27
  • S65 Uniform Investment Adviser Law Examination
    2025-12-27

View on SEC IAPD

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