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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-08-21 |
| CO | RA | APPROVED | 2024-06-25 |
| OH | RA | APPROVED | 2024-04-18 |
| TX | RA | APPROVED_RES | 2023-05-11 |
| KY | RA | APPROVED | 2022-08-29 |
| OR | RA | APPROVED | 2022-04-27 |
| FL | RA | APPROVED | 2018-04-19 |
| UT | RA | APPROVED | 2018-04-19 |
| CA | RA | APPROVED | 2013-04-22 |
| NV | RA | APPROVED | 2013-04-22 |
Branch Locations
1 Meridian Vis Dr Ste 255, Las Vegas, NV 89135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Las Vegas | NV | 10/2011 | Present |
| Park Avenue Securities Llc | Las Vegas | NV | 10/2011 | Present |
1. SNT, LLC dba Frederico & Associates- sole owner Start: 03/09/2009, Nature of business- The sale of insurance products through various carriers, Address: Varied, Duties: Insurance products other than those offered through Guardian and its subsidiaries, 4 total hours a month; 4 during securities trading hours, Investment related, 2. SNT, LLC-LLC created solely for the purpose of hiring an assistant., Start: 05/09/2016, Address: 1707 Village Center Circle, Suite 100, Las Vegas, NV 89134, 0 hrs per month, Not investment related, 3. The Gentleman's League - President-A charitable, nonprofit organization that's appointed as a 501(c)(3), Start: 03/09/2017, Address: 1575 West Warm Springs Rd #3114, Henderson, NV 89014, 3 non bus hrs per month, Not investment related, 4. Frederico & Associates, LLC-owner, Start: 11/01/2022, Address: 8906 Spanish Ridge Ave, Suite 110, Las Vegas, NV 89148, 12 total hours per month; 4 during securities trading hours, Investment related, More than 10% annual compensation, 5) HOA Board of Directors-Director, overseeing various aspects of the community, Start: 07/01/2024, Address: 6655 S. Cimarron Rd., # 200, Las Vegas, NV 89113, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 6) Candlesense-Co-owner, Nature of Business: fire retardant gel, Start date: 04/01/2026, Address: 601 S Rancho Dr. Suite C25 Las Vegas, NV 89106, Duties: assisting in the design from a marketing standpoint, 2 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-09 |
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