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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-01 |
Branch Locations
4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2013 | 01/2017 |
| Cetera Advisors Llc | Denver | CO | 01/2015 | 01/2017 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2015 | 01/2017 |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2015 | 01/2017 |
| First Allied Securities, Inc. | San Diego | CA | 01/2015 | 01/2017 |
| Investors Capital Corp | Lynnfield | MA | 01/2015 | 11/2016 |
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/2015 | 12/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 01/2015 | 01/2017 |
| Vsr Financial Services, Inc. | Overland Park | KS | 09/2015 | 11/2016 |
| Girard Securities, Inc. | San Diego | CA | 09/2015 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 04/2017 | 03/2018 |
| Unemployed | Midlothian | VA | 01/2017 | 04/2017 |
| Bank Of America, N.A. | Richmond | VA | 06/2017 | 03/2018 |
| Hd Vest Investment Services | Irving | TX | 03/2018 | 07/2019 |
| Envestnet Pmc | Chicago | IL | 06/2021 | 07/2023 |
| Unemployed | Richmond Hill | GA | 07/2019 | 05/2021 |
| Orion Portfolio Solutions, Llc | Omaha | NE | 07/2023 | 04/2024 |
| Brinker Capital Securities, Llc | Berwyn | PA | 07/2023 | 04/2024 |
| Morgan Stanley | Tampa | FL | 04/2024 | 09/2024 |
| Equitable Advisors, Llc | New York | NY | 09/2024 | 11/2025 |
| Lpl Enterprise Llc | Tampa | FL | 11/2025 | Present |
1. 11/26/2025 - Singletary Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Saint Petersburg, FL - OBA Start Date: 04/25/2025 2. 11/26/2025 - Victoria Singletary, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - TAMPA, FL - OBA Start Date: 11/25/2025 3. 11/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - TAMPA, FL - OBA Start Date: 11/25/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-06 |
| S66 | Uniform Combined State Law Examination | 2017-06-02 |
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