Duane Randall Davis

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-11-22

PA RA
APPROVED

Since 2025-11-22

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise Llc	Warrington	PA	08/2025	Present
Chubb Limited	Philadelphia	PA	08/2012	03/2025
Unemployed	Bensalem	PA	04/2025	08/2025

08/2025 → Present

Lpl Enterprise Llc

Warrington, PA
08/2012 → 03/2025

Chubb Limited

Philadelphia, PA
04/2025 → 08/2025

Unemployed

Bensalem, PA

Other Businesses

1. 08/27/2025 - Rental Property - Real Estate Rental - Philadelphia, PA - INV REL - Start Date 03/01/2006 - 1hr/mth | 0hrs during trading 2. 08/27/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Bensalem, PA - INV REL - Start Date 08/26/2025 - 160hrs/mth | 160hrs during trading 3. 08/27/2025 - DUANE RANDALL DAVIS N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Bensalem, PA - INV REL - Start Date 08/26/2025 - 160hrs/mth | 160hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-22

S66 Uniform Combined State Law Examination

2025-11-22