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610 Market Street, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Katharine Of Siena School | Wayne | PA | 01/2015 | 06/2017 |
| Overbrook Golf Club | Villanova | PA | 06/2017 | 08/2025 |
| Radnor High School | Wayne | PA | 08/2017 | 06/2021 |
| Vic & Deans Pizzeria | Wayne | PA | 12/2022 | 01/2024 |
| Bucknell University | Lewisburg | PA | 08/2021 | 05/2025 |
| Fs Investments | Philadelphia | PA | 06/2024 | 08/2024 |
| Delaware Distributors, L.P. | Philadelphia | PA | 08/2025 | Present |
| Nomura Capital Management Llc | Philadelphia | PA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-16 |
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