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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-24
WI RA APPROVED 2025-11-21
  • TX RA
    APPROVED
    Since 2025-11-24
  • WI RA
    APPROVED
    Since 2025-11-21

Branch Locations

2 E Miffin St, Madison, WI 53703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madison WI 08/2025 Present
Uw Credit Union Madison WI 10/2023 08/2025
Umemployed Madison WI 07/2023 10/2023
Aon Lincolnshire IL 07/2022 07/2023
Lake Forest College Lake Forest IL 09/2020 05/2022
Lake Forest College Lake Forest IL 08/2018 05/2022
Phoenix Country Day School Paradise Valley AZ 08/2004 06/2018
Bank Of America, N.A. Madison WI 09/2025 Present
  • 08/2025 → Present
    Madison, WI
  • 10/2023 → 08/2025
    Uw Credit Union
    Madison, WI
  • 07/2023 → 10/2023
    Umemployed
    Madison, WI
  • 07/2022 → 07/2023
    Aon
    Lincolnshire, IL
  • 09/2020 → 05/2022
    Lake Forest College
    Lake Forest, IL
  • 08/2018 → 05/2022
    Lake Forest College
    Lake Forest, IL
  • 08/2004 → 06/2018
    Phoenix Country Day School
    Paradise Valley, AZ
  • 09/2025 → Present
    Bank Of America, N.A.
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
  • S66 Uniform Combined State Law Examination
    2025-11-21

View on SEC IAPD

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