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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-02 |
Branch Locations
455 Market Street 20Th Floor, San Francisco, CA 94133 • United States
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cnr Securities, Llc | San Francisco | CA | 08/2025 | Present |
| Jaynes Corporation | Albuquerque | NM | 05/2023 | 01/2025 |
| Thornburg Investment Management | Santa Fe | NM | 01/2025 | 08/2025 |
| Sweet Cheeks Vineyards, Inc. | Eugene | OR | 09/2022 | 03/2023 |
| Wild Goat Sports Bar & Grill | Eugene | OR | 01/2022 | 09/2022 |
| Wide Open Saloon | Sedalia | CO | 05/2020 | 09/2020 |
| Pacific Sunwear Of California, Inc. | Castle Rock | CO | 06/2017 | 09/2018 |
| Pacific Sunwear Of California, Inc. | Castle Rock | CO | 04/2019 | 10/2019 |
| Full-Time Education | Castle Rock | CO | 09/2018 | 04/2019 |
| Full-Time Education | Eugene | OR | 10/2019 | 05/2020 |
| Full-Time Education | Eugene | OR | 09/2020 | 01/2022 |
| Full-Time Education | Castle Rock | CO | 08/2015 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-31 |
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