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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-29 |
Branch Locations
1162 Pittsford Victor Rd Ste 200, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tacojohns Llc Dba Johns Tex Mex | Rochester | NY | 06/2006 | 06/2024 |
| Rochester Institute Of Technology | Rochester | NY | 08/2024 | 08/2025 |
| Russell Schwartzbeck | Pittsford | NY | 08/2025 | Present |
| Northwestern Mutual Investment Services Llc | Pittsford | NY | 09/2025 | Present |
1. TACO JOHNS LLC DBA JOHNS TEX MEX, 727 LINDEN STREET, ROCHESTER, , NEW YORK, 14620, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/6/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE CURRENTLY. NON-INVESTMENT RELATED. 2. OWNER, 727 LINDEN STREET, 727 LINDEN STREET, ROCHESTER, , NEW YORK, 14620, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/15/2008, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAINTENANCE, BOOKKEEPING, RENT COLLECTING; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-22 |
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