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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-05
CA RA APPROVED 2025-08-29
  • TX RA
    APPROVED
    Since 2026-01-05
  • CA RA
    APPROVED
    Since 2025-08-29

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boies Schiller Film Group Westlake Village CA 03/2014 05/2025
Unemployed Woodland Hills CA 06/2025 08/2025
Ubs Financial Services, Inc Los Angeles CA 08/2025 Present
  • 03/2014 → 05/2025
    Boies Schiller Film Group
    Westlake Village, CA
  • 06/2025 → 08/2025
    Unemployed
    Woodland Hills, CA
  • 08/2025 → Present
    Los Angeles, CA
Other Businesses

Boies Schiller Film Group,Former employer. I have a couple projects I originated while at the company that are continuing to move forward. I will not be lead on the project, but should the opportunity arise, I would contribute on nights and weekends while I am not on the clock at UBS. Should the projects move forward, I will receive passive payments.Boies Schiller Film GroupCAUnited StatesProvide creative notes on screenplays. Make calls to representatives to help attached talent to the project.Start date3/3/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-29
  • S66 Uniform Combined State Law Examination
    2025-04-29

View on SEC IAPD

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