Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-22 |
| CA | RA | APPROVED | 2020-10-21 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 09/2014 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 10/2020 | Present |
| Bank Of America, Na | Los Angeles | CA | 10/2018 | 10/2020 |
I*75759FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE RONALD REAGAN PRESIDENTIAL FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS: SIMI VALLEY, CALIFORNIA 93065NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 9/29/2014NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: DAY OF EVENT MANAGEMENTI*75760FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE AUTRY NATIONAL CENTERINVESTMENT RELATED: NADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90027NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 5/2/2011NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: DAY OF EVENT MANAGEMENTI*792235For profit or not for profit: Entity For ProfitName of outside business organization: PD Special EventsInvestment related: NAddress of business: Cerritos, California, 90703Nature of business: ["Corporation"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 4/2/2022Number of hours devoted: 200 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Entity is a full service event planning company. My role would be for day of event coordinator/contact I*4658267 Entity Type: Entity For Profit Name of OBA: Susan Ellen Francis - Notary Public Address: Valley Village, California, 91607 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/05/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: public notary notary for legal documents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-27 |
Reach out to this advisor