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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-19
GA RA APPROVED 2016-04-12
  • FL RA
    APPROVED
    Since 2022-05-19
  • GA RA
    APPROVED
    Since 2016-04-12

Branch Locations

One Glenlake Parkway Suite 650 - #5891, Atlanta, GA 30328 • United States

3001 North Rocky Point Drive East Suite 200 - #1002, Tampa, FL 33759 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2016 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2016 AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK - 5/TRADING. 2) GARNER FINANCIAL SOLUTIONS / One Glenlake Parkway NE, Suite 650-5891, Atlanta GA 30328 / 02/22/2022 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 160 HR/MO - 125 HR/MO TRADING 3) ANCLOTE SQUARE HOA, TREASURER, Holiday FL 34691, United States, 10/15/2024, Treasurer, Anclote Square HOA, which holds the responsibility of community upkeep, improvements, and operation, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-19
  • S66 Uniform Combined State Law Examination
    2005-08-19

View on SEC IAPD

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