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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-15
  • FL RA
    APPROVED
    Since 2025-12-15

Branch Locations

Riverview, FL • United States

501 East Kennedy Blvd Suite 600, Tampa, FL 33602 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Inc. Fort Worth TX 08/2025 12/2025
United States Air Force Macdill Afb FL 10/2003 Present
First Command Brokerage Services, Inc. Fort Worth TX 12/2025 Present
First Command Advisory Services, Inc. Fort Worth TX 12/2025 Present
First Command Insurance Services, Inc. Fort Worth TX 12/2025 Present
  • 08/2025 → 12/2025
    First Command Brokerage Services Inc.
    Fort Worth, TX
  • 10/2003 → Present
    United States Air Force
    Macdill Afb, FL
  • 12/2025 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 12/2025 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 12/2025 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: United States Air Force Whether the business is investment-related: No Address of the other business: 11851 Thicket Wood Dr., Riverview FL, 33579 Nature of the other business: Employment Your position, title, or relationship with the other business: Master Sergeant USAF The start date of your relationship: Oct 07, 2003 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Terminal leave until my official retirement date of Mar 1, 2026.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-22
S63 Uniform Securities Agent State Law Examination 2025-10-20
  • S65 Uniform Investment Adviser Law Examination
    2025-11-22
  • S63 Uniform Securities Agent State Law Examination
    2025-10-20
Other Names
  • Carlos Torres Figueroa

View on SEC IAPD

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