Kenneth Adrian Rios

Ubs Financial Services Inc.

Springfield, MA

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-11-25

CT RA
APPROVED

Since 2025-11-25

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

One Monarch Place Suite 720, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mirapet Capital Management Llc	Easton	CT	01/2025	08/2025
M&T Bank	Stratford	CT	05/2024	01/2025
Cerios Llc	Monroe	CT	06/2022	05/2024
Ubs Financial Services	Hartford	CT	08/2025	Present
University Of Connecticut	Storrs	CT	08/2019	12/2023
Fairchild Wheeler Multi-Magnet High School	Bridgeport	CT	08/2014	05/2019

01/2025 → 08/2025

Mirapet Capital Management Llc

Easton, CT
05/2024 → 01/2025

M&T Bank

Stratford, CT
06/2022 → 05/2024

Cerios Llc

Monroe, CT
08/2025 → Present

Ubs Financial Services

Hartford, CT
08/2019 → 12/2023

University Of Connecticut

Storrs, CT
08/2014 → 05/2019

Fairchild Wheeler Multi-Magnet High School

Bridgeport, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-25

S66 Uniform Combined State Law Examination

2025-11-25

View on SEC IAPD

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