Ethan Tyler Cole

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-19

FL RA
APPROVED

Since 2026-06-19

Branch Locations

Orlando, FL • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fulltime Student	Orlando	FL	08/2012	05/2020
University Of Central Florida	Orlando	FL	08/2020	12/2024
Orlando Health	Orlando	FL	11/2020	06/2021
Discovery Church	Orlando	FL	11/2022	12/2024
Allgen Financial Advisors, Inc.	Orlando	FL	12/2024	06/2025
Allgen Financial Advisors, Inc.	Orlando	FL	07/2025	12/2025
Unemployed	Orlando	FL	12/2025	06/2026
Lpl Financial	Orlando	FL	06/2026	Present

08/2012 → 05/2020

Fulltime Student

Orlando, FL
08/2020 → 12/2024

University Of Central Florida

Orlando, FL
11/2020 → 06/2021

Orlando Health

Orlando, FL
11/2022 → 12/2024

Discovery Church

Orlando, FL
12/2024 → 06/2025

Allgen Financial Advisors, Inc.

Orlando, FL
07/2025 → 12/2025

Allgen Financial Advisors, Inc.

Orlando, FL
12/2025 → 06/2026

Unemployed

Orlando, FL
06/2026 → Present

Lpl Financial

Orlando, FL

Previous Registrations

2025-08-06 → 2025-12-11

Allgen Financial Advisors, Inc.

Orlando, FL

Other Businesses

1. 06/2026 - Cole Wealth Co - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Winter Park, FL, 32789 – OBA Start Date: 6/10/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-06-18

S65 Uniform Investment Adviser Law Examination

2025-06-18

View on SEC IAPD