Inactive

Benjamin Roy

Connecticut Wealth Management, LLC

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Current Employers

Connecticut Wealth Management, Llc

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-09-03

CT RA
APPROVED

Since 2025-09-03

Branch Locations

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Connecticut Wealth Management	Farmington	CT	06/2025	Present
University Of Connecticut	Storrs	CT	08/2024	05/2025
Connecticut Wealth Management	Farmington	CT	06/2024	08/2024
Town Of Manchester Recreation Department	Manchester	CT	10/2021	01/2025
Dairy Queen	Manchester	CT	05/2020	10/2021
Manchester Public Schools	Manchester	CT	08/2015	06/2022
University Of Connecticut	Storrs	CT	08/2022	05/2025

06/2025 → Present

Connecticut Wealth Management

Farmington, CT
08/2024 → 05/2025

University Of Connecticut

Storrs, CT
06/2024 → 08/2024

Connecticut Wealth Management

Farmington, CT
10/2021 → 01/2025

Town Of Manchester Recreation Department

Manchester, CT
05/2020 → 10/2021

Dairy Queen

Manchester, CT
08/2015 → 06/2022

Manchester Public Schools

Manchester, CT
08/2022 → 05/2025

University Of Connecticut

Storrs, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-09-03

S65 Uniform Investment Adviser Law Examination

2025-09-03

View on SEC IAPD

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