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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-18
  • TX RA
    APPROVED
    Since 2025-11-18

Branch Locations

Spring, TX • United States

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fund Services Group Houston TX 12/2023 05/2025
Lpl Financial Llc Houston TX 08/2025 Present
University Of Oklahoma Norman OK 08/2019 08/2023
Full Time Education Spring TX 08/2015 05/2019
N/A Houston TX 08/2023 12/2023
  • 12/2023 → 05/2025
    Fund Services Group
    Houston, TX
  • 08/2025 → Present
    Houston, TX
  • 08/2019 → 08/2023
    University Of Oklahoma
    Norman, OK
  • 08/2015 → 05/2019
    Full Time Education
    Spring, TX
  • 08/2023 → 12/2023
    N/A
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-18
  • S66 Uniform Combined State Law Examination
    2025-11-18

View on SEC IAPD

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