Jeffrey Kim

Ubs Financial Services Inc.

Philadelphia, PA

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-07-08
PA	RA	APPROVED	2026-02-02

NJ RA
APPROVED

Since 2026-07-08
PA RA
APPROVED

Since 2026-02-02

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wawa	Media	PA	05/2024	08/2024
Assetworks, Inc.	Wayne	PA	05/2023	08/2023
Villanova University	Radnor	PA	08/2021	08/2025
Valencia High School	Valencia	CA	08/2017	06/2021
Rio Norte Junior High School	Valencia	CA	08/2015	06/2017
Ubs Financial Services Inc	Philadelphia	PA	10/2025	Present

05/2024 → 08/2024

Wawa

Media, PA
05/2023 → 08/2023

Assetworks, Inc.

Wayne, PA
08/2021 → 08/2025

Villanova University

Radnor, PA
08/2017 → 06/2021

Valencia High School

Valencia, CA
08/2015 → 06/2017

Rio Norte Junior High School

Valencia, CA
10/2025 → Present

Ubs Financial Services Inc

Philadelphia, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-02

S66 Uniform Combined State Law Examination

2026-02-02

View on SEC IAPD

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