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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2026-02-25
DC RA APPROVED 2026-02-23
GA RA APPROVED 2026-02-20
LA RA APPROVED 2026-02-20
NM RA APPROVED 2026-02-20
UT RA APPROVED 2026-02-20
VI RA APPROVED 2026-02-20
AL RA APPROVED 2026-02-19
AK RA APPROVED 2026-02-19
DE RA APPROVED 2026-02-19
IA RA APPROVED 2026-02-19
KS RA APPROVED 2026-02-19
ME RA APPROVED 2026-02-19
MD RA APPROVED 2026-02-19
MN RA APPROVED 2026-02-19
MT RA APPROVED 2026-02-19
NE RA APPROVED 2026-02-19
NC RA APPROVED 2026-02-19
PR RA APPROVED 2026-02-19
TX RA APPROVED 2026-02-19
CA RA APPROVED 2025-12-16
  • ND RA
    APPROVED
    Since 2026-02-25
  • DC RA
    APPROVED
    Since 2026-02-23
  • GA RA
    APPROVED
    Since 2026-02-20
  • LA RA
    APPROVED
    Since 2026-02-20
  • NM RA
    APPROVED
    Since 2026-02-20
  • UT RA
    APPROVED
    Since 2026-02-20
  • VI RA
    APPROVED
    Since 2026-02-20
  • AL RA
    APPROVED
    Since 2026-02-19
  • AK RA
    APPROVED
    Since 2026-02-19
  • DE RA
    APPROVED
    Since 2026-02-19
  • IA RA
    APPROVED
    Since 2026-02-19
  • KS RA
    APPROVED
    Since 2026-02-19
  • ME RA
    APPROVED
    Since 2026-02-19
  • MD RA
    APPROVED
    Since 2026-02-19
  • MN RA
    APPROVED
    Since 2026-02-19
  • MT RA
    APPROVED
    Since 2026-02-19
  • NE RA
    APPROVED
    Since 2026-02-19
  • NC RA
    APPROVED
    Since 2026-02-19
  • PR RA
    APPROVED
    Since 2026-02-19
  • TX RA
    APPROVED
    Since 2026-02-19
  • CA RA
    APPROVED
    Since 2025-12-16

Branch Locations

One Embarcadero Center 34Th Floor, San Francisco, CA 94111 • United States

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. San Francisco CA 08/2025 Present
Hsbc Securities (Usa) Inc. San Francisco CA 09/2025 Present
Sevene, Llc (Sole Proprietarship, Self-Employed) Los Angeles CA 02/2016 Present
Silicon Valley Bank Los Angeles CA 01/2019 02/2023
  • 08/2025 → Present
    Hsbc Bank Usa, N.A.
    San Francisco, CA
  • 09/2025 → Present
    San Francisco, CA
  • 02/2016 → Present
    Sevene, Llc (Sole Proprietarship, Self-Employed)
    Los Angeles, CA
  • 01/2019 → 02/2023
    Silicon Valley Bank
    Los Angeles, CA
Other Businesses

Sevene, LLC Not investment related. 651 N Kilkea Dr, Los Angeles, CA 90048 Short-term rental Managing Partner Sole Proprietor Started Feb 2016 10 hours / month (primarily weekends, not during trading hours) Property management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-23
  • S66 Uniform Combined State Law Examination
    2025-09-23

View on SEC IAPD

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