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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
| TX | RA | APPROVED | 2025-08-21 |
Branch Locations
3011 West End Ave, Nashville, TN 37203 • United States
211 Franklin Road, Suite 300, Brentwood, TN 37027 • United States
2786 Wilma Rudolph Blvd, Clarksville, TN 37040 • United States
965 Woodland St, Nashville, TN 37206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Investment Management Llc | New York | NY | 05/2007 | 06/2019 |
| First Tennessee | Brentwood | TN | 06/2019 | Present |
| Lpl Financial Llc | Nashville | TN | 08/2025 | Present |
1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/23/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-01 |
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