Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-25
  • TX RA
    APPROVED
    Since 2025-11-25

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hft Investment Management Shanghai 08/2018 04/2025
Western Leadbank Fmc Shanghai 09/2017 08/2018
Beyond International Houston TX 08/2024 06/2025
Full Time Education Beijing 07/2015 07/2017
Unemployed Beijing 07/2017 09/2017
Charles Schwab & Co., Inc. Westlake TX 08/2025 Present
  • 08/2018 → 04/2025
    Hft Investment Management
    Shanghai
  • 09/2017 → 08/2018
    Western Leadbank Fmc
    Shanghai
  • 08/2024 → 06/2025
    Beyond International
    Houston, TX
  • 07/2015 → 07/2017
    Full Time Education
    Beijing
  • 07/2017 → 09/2017
    Unemployed
    Beijing
  • 08/2025 → Present
    Westlake, TX
Other Businesses

1) Lingyun Advisory LLC | Investment Related:No||Other|Owner||Less than 20|0|This LLC was established solely to facilitate collaboration during my time as a contractor with Beyond International. The company has had no substantial business activities, is not related to financial services or investments, and i will be closing it in the near future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17
Other Names
  • Wayne Ma

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor