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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-09
  • TX RA
    APPROVED
    Since 2025-12-09

Branch Locations

Austin, TX • United States

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Austin Telco Federal Credit Union Austin TX 11/2024 08/2025
Randolph Brooks Federal Credit Union San Antonio TX 11/2023 11/2024
Randolph Brooks Federal Credit Union San Antonio TX 10/2022 11/2023
Pristine Texas Rivers New Braunfels TX 07/2020 09/2022
Texas Lutheran University Seguin TX 08/2018 05/2022
U.S. Silica Kenedy TX 06/2019 03/2020
N/A Canyon Lake TX 01/2015 08/2018
Lpl Financial Llc Austin TX 08/2025 Present
  • 11/2024 → 08/2025
    Austin Telco Federal Credit Union
    Austin, TX
  • 11/2023 → 11/2024
    Randolph Brooks Federal Credit Union
    San Antonio, TX
  • 10/2022 → 11/2023
    Randolph Brooks Federal Credit Union
    San Antonio, TX
  • 07/2020 → 09/2022
    Pristine Texas Rivers
    New Braunfels, TX
  • 08/2018 → 05/2022
    Texas Lutheran University
    Seguin, TX
  • 06/2019 → 03/2020
    U.S. Silica
    Kenedy, TX
  • 01/2015 → 08/2018
    N/A
    Canyon Lake, TX
  • 08/2025 → Present
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-09
  • S66 Uniform Combined State Law Examination
    2025-12-09

View on SEC IAPD

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