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Stephen George Scaccia

Morgan Stanley

Chicago, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-02
TX RA APPROVED_RES 2022-09-02
  • IL RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED_RES
    Since 2022-09-02

Branch Locations

233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Chicago IL 11/2004 09/2022
Fifth Third Securities Chicago IL 05/2005 09/2022
Morgan Stanley Smith Barney Llc Chicago IL 09/2022 Present
Morgan Stanley Private Bank, N.A New York NY 10/2022 Present
  • 11/2004 → 09/2022
    Fifth Third Bank
    Chicago, IL
  • 05/2005 → 09/2022
    Fifth Third Securities
    Chicago, IL
  • 09/2022 → Present
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 10/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2011-03-11 → 2022-09-02
    Fifth Third Securities, Inc.
    Lagrange Park, IL
    Rosemont, IL
    Elmhurst, IL
    La Grange Park, IL
    Oak Brook, IL
    Oak Park, IL
    Chicago, IL
    Chicago, IL
    Countryside, IL
    Chicago, IL
    Melrose Park, IL
    Chicago, IL
    Chicago, IL
    Oak Brook, IL
    Countryside, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-10
S63 Uniform Securities Agent State Law Examination 2005-12-23
  • S66 Uniform Combined State Law Examination
    2011-03-10
  • S63 Uniform Securities Agent State Law Examination
    2005-12-23
Other Names
  • Steve Scaccia

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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