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Sarah Elizabeth Gatens

Gatens Financial, LLC

Los Angeles, CA

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Current Employers
Gatens Financial, Llc

Dallas, TX • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-19
IL RA APPROVED 2025-07-27
TX RA APPROVED 2025-07-27
  • CA RA
    APPROVED
    Since 2025-09-19
  • IL RA
    APPROVED
    Since 2025-07-27
  • TX RA
    APPROVED
    Since 2025-07-27

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gatens Financial Llc Dallas TX 08/2024 08/2025
Oomph Sweets Los Angeles CA 02/2024 06/2024
Wondery Outdoors Los Angeles CA 09/2023 01/2024
Wisp, Inc. San Francisco CA 08/2022 08/2023
Quigley Simpson Los Angeles CA 05/2021 07/2022
Who Gives A Crap West Hollywood CA 08/2020 04/2021
Paige, Inc. Los Angeles CA 10/2019 07/2020
Freelance/Self-Employment Los Angeles CA 12/2016 09/2019
Wpromote El Segundo CA 10/2015 12/2016
Gatens Financial Llc Dallas TX 08/2025 Present
  • 08/2024 → 08/2025
    Gatens Financial Llc
    Dallas, TX
  • 02/2024 → 06/2024
    Oomph Sweets
    Los Angeles, CA
  • 09/2023 → 01/2024
    Wondery Outdoors
    Los Angeles, CA
  • 08/2022 → 08/2023
    Wisp, Inc.
    San Francisco, CA
  • 05/2021 → 07/2022
    Quigley Simpson
    Los Angeles, CA
  • 08/2020 → 04/2021
    Who Gives A Crap
    West Hollywood, CA
  • 10/2019 → 07/2020
    Paige, Inc.
    Los Angeles, CA
  • 12/2016 → 09/2019
    Freelance/Self-Employment
    Los Angeles, CA
  • 10/2015 → 12/2016
    Wpromote
    El Segundo, CA
  • 08/2025 → Present
    Gatens Financial Llc
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-03
  • S65 Uniform Investment Adviser Law Examination
    2025-06-03

View on SEC IAPD

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