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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-08-15
  • KY RA
    APPROVED
    Since 2025-08-15

Branch Locations

5964 Timber Ridge Dr. Suite #201, Prospect, KY 40059 • United States

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Connect Louisville KY 06/2020 Present
Transact Technologies Hamden CT 12/2018 04/2023
Qsr Automotive Louisville KY 06/2016 12/2018
  • 06/2020 → Present
    Capital Connect
    Louisville, KY
  • 12/2018 → 04/2023
    Transact Technologies
    Hamden, CT
  • 06/2016 → 12/2018
    Qsr Automotive
    Louisville, KY
Other Businesses

1) Capital Connect; 5964 Timber Ridge Dr., Suite #201, Prospect, KY 40059; investment-related; business development & commercial real estate firm; Partner; Starting: 06/2020; Approx 250 hrs/month dedicated to this activity, with 130 hrs during market hours; other business involves mergers/acquisitions, commercial real estate, and exit planning services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-05
  • S65 Uniform Investment Adviser Law Examination
    2025-06-05

View on SEC IAPD

More in Prospect, KY

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