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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-05-15
  • MI RA
    APPROVED
    Since 2025-05-15

Branch Locations

2793 Plymouth Road, Ann Arbor, MI 48015 • United States

400 Town Center Dr, Dearborn, MI 48126 • United States

225 Briarwood Circle, Ann Arbor, MI 48108 • United States

5280 Jackson Rd., Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 03/2011 Present
Dfcu Financial Dearborn MI 03/2011 Present
Lpl Financial Llc Ann Arbor MI 05/2025 Present
  • 03/2011 → Present
    Cuso Financial Services, Lp
    San Diego, CA
  • 03/2011 → Present
    Dfcu Financial
    Dearborn, MI
  • 05/2025 → Present
    Ann Arbor, MI
Previous Registrations
Other Businesses

1 ) 05/15/2025 - DFCU Financial Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Satr Date: 04/18/2011 - 260 Hrs/Mth - 140 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-25
  • S66 Uniform Combined State Law Examination
    2005-08-25

View on SEC IAPD

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