Marina J Randolph

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-03-11

CA RA
APPROVED

Since 2026-03-11

Branch Locations

100 Spectrum Center Dr, Irvine, CA 92618 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Wealth Consulting Group	Las Vegas	NV	08/2015	01/2017
Zions Bancorporation	Las Vegas	NV	04/2017	07/2017
Rbc Wealth Management	Las Vegas	NV	06/2018	02/2021
Unemployed	Las Vegas	NV	07/2017	06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Las Vegas	NV	05/2021	Present

08/2015 → 01/2017

The Wealth Consulting Group

Las Vegas, NV
04/2017 → 07/2017

Zions Bancorporation

Las Vegas, NV
06/2018 → 02/2021

Rbc Wealth Management

Las Vegas, NV
07/2017 → 06/2018

Unemployed

Las Vegas, NV
05/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-05
S63	Uniform Securities Agent State Law Examination	2006-06-13

S66 Uniform Combined State Law Examination

2022-08-05
S63 Uniform Securities Agent State Law Examination

2006-06-13

Other Names

Marina Randolph
Marina Joanne Randolph