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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-04
  • NY RA
    APPROVED
    Since 2025-11-04

Branch Locations

1250 Pittsford Victor Rd - Bldg 200 Suite 190, Pittsford, NY 14534-9500 • United States

8118 Transit Road, Amherst, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education Buffalo NY 08/2023 05/2025
Unemployed Buffalo NY 06/2025 10/2025
Us Army Colorado Springs CO 05/2015 08/2022
Unemployed Buffalo NY 08/2022 08/2023
Charles Schwab & Co., Inc. Amherst NY 10/2025 Present
Charles Schwab Bank, Ssb Amherst NY 10/2025 Present
  • 08/2023 → 05/2025
    Full Time Education
    Buffalo, NY
  • 06/2025 → 10/2025
    Unemployed
    Buffalo, NY
  • 05/2015 → 08/2022
    Us Army
    Colorado Springs, CO
  • 08/2022 → 08/2023
    Unemployed
    Buffalo, NY
  • 10/2025 → Present
    Amherst, NY
  • 10/2025 → Present
    Charles Schwab Bank, Ssb
    Amherst, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-20
  • S66 Uniform Combined State Law Examination
    2025-09-20

View on SEC IAPD

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