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Current Employers
Integrated Financial Management, Llc

9470 W. Fairview Ave., Boise, ID 83704 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-12
CO RA APPROVED 2021-01-12
UT RA APPROVED 2020-12-01
MT RA APPROVED 2020-03-11
ID RA APPROVED 2020-02-19
  • AZ RA
    APPROVED
    Since 2024-03-12
  • CO RA
    APPROVED
    Since 2021-01-12
  • UT RA
    APPROVED
    Since 2020-12-01
  • MT RA
    APPROVED
    Since 2020-03-11
  • ID RA
    APPROVED
    Since 2020-02-19

Branch Locations

9470 W. Fairview Ave., Boise, ID 83704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 08/2008 02/2020
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 02/2020
Capital Asset Management, Llc Denver CO 02/2017 02/2020
Capital Asset Management, Llc Denver CO 06/2010 02/2020
Pinnacle Benefit Consultants, Llc Boise ID 12/2010 Present
Integrated Financial Management Llc Boise ID 01/2020 Present
Previous Registrations
  • 2012-07-02 → 2020-02-13
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Boise, ID
  • 2017-03-06 → 2020-02-13
    Boise, ID
    Denver, CO
  • 2008-08-01 → 2012-07-02
    First Allied Securities, Inc.
    Boise, ID
    San Diego, CA
    Wailuku, HI
Other Businesses

1.)PINNACLE BENEFIT CONSULTANTS, LLC; AGENT; "DOING BUSINESS AS" (DBA); START DATE: 12/20/2010. 2) GUS GONZALEZ; NOTARY; ATTORNEY/PARALEGAL/NOTARY SERVICES; START DATE 06/25/2012; 4 HRS. PER MONTH. 3)Insurance Agent; investment related: Yes; Location of the business: 9470 W. Fairview Ave. Boise, ID 83704; Description of the business: Insurance Agent that sells life, long term care and disability insurance. ; Position Title: Insurance Agent ; Responsibilities Duties: Assist clients in obtaining life, long term care and disability insurance. ; Start date with business: 2020-03-01; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 5. 4) Idaho Inferno Soccer Club Board Member; Investment related: No; Location: PO Box 1103 Caldwell ID 83606 USA; Position Title: Board Member; Responsibilities Duties: Attend board meetings once per month and help the club grow and be of service to the local community; Start date: 2023-06-12; Hours per month during trading hours: 0; Hours per month outside trading hours: 5.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-08
S63 Uniform Securities Agent State Law Examination 2005-08-19
  • S65 Uniform Investment Adviser Law Examination
    2007-05-08
  • S63 Uniform Securities Agent State Law Examination
    2005-08-19
Other Names
  • Gus Gonzalez

View on SEC IAPD

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