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9470 W. Fairview Ave., Boise, ID 83704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-12 |
| CO | RA | APPROVED | 2021-01-12 |
| UT | RA | APPROVED | 2020-12-01 |
| MT | RA | APPROVED | 2020-03-11 |
| ID | RA | APPROVED | 2020-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 08/2008 | 02/2020 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 02/2020 |
| Capital Asset Management, Llc | Denver | CO | 02/2017 | 02/2020 |
| Capital Asset Management, Llc | Denver | CO | 06/2010 | 02/2020 |
| Pinnacle Benefit Consultants, Llc | Boise | ID | 12/2010 | Present |
| Integrated Financial Management Llc | Boise | ID | 01/2020 | Present |
1.)PINNACLE BENEFIT CONSULTANTS, LLC; AGENT; "DOING BUSINESS AS" (DBA); START DATE: 12/20/2010. 2) GUS GONZALEZ; NOTARY; ATTORNEY/PARALEGAL/NOTARY SERVICES; START DATE 06/25/2012; 4 HRS. PER MONTH. 3)Insurance Agent; investment related: Yes; Location of the business: 9470 W. Fairview Ave. Boise, ID 83704; Description of the business: Insurance Agent that sells life, long term care and disability insurance. ; Position Title: Insurance Agent ; Responsibilities Duties: Assist clients in obtaining life, long term care and disability insurance. ; Start date with business: 2020-03-01; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 5. 4) Idaho Inferno Soccer Club Board Member; Investment related: No; Location: PO Box 1103 Caldwell ID 83606 USA; Position Title: Board Member; Responsibilities Duties: Attend board meetings once per month and help the club grow and be of service to the local community; Start date: 2023-06-12; Hours per month during trading hours: 0; Hours per month outside trading hours: 5.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-19 |
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