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Simon Moore

Ameriprise Financial Services, LLC

Baltimore, MD

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-10-21
  • MD RA
    APPROVED
    Since 2025-10-21

Branch Locations

6115 Falls Rd Ste Ph, Baltimore, MD 21209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Baltimore MD 07/2025 Present
Virginia Military Institute Lexington VA 08/2021 05/2025
Unemployed Annapolis MD 07/2015 03/2018
Cantler's Riverside Inn Anapolis MD 04/2018 10/2019
Annapolis Yacht Club Anapolis MD 11/2019 05/2020
Unemployed Annapolis MD 04/2021 05/2021
Lavner Education Camps Baltimore MD 06/2021 07/2021
Pusser's Carribean Grill Annapolis MD 06/2022 07/2022
Naval Academy Golf Association Annapolis MD 05/2023 06/2025
Naval Academy Aa&F Annapolis MD 05/2024 08/2024
Unemployed Baltimore MD 06/2020 05/2021
  • 07/2025 → Present
    Ameriprise Financial Services, Llc
    Baltimore, MD
  • 08/2021 → 05/2025
    Virginia Military Institute
    Lexington, VA
  • 07/2015 → 03/2018
    Unemployed
    Annapolis, MD
  • 04/2018 → 10/2019
    Cantler's Riverside Inn
    Anapolis, MD
  • 11/2019 → 05/2020
    Annapolis Yacht Club
    Anapolis, MD
  • 04/2021 → 05/2021
    Unemployed
    Annapolis, MD
  • 06/2021 → 07/2021
    Lavner Education Camps
    Baltimore, MD
  • 06/2022 → 07/2022
    Pusser's Carribean Grill
    Annapolis, MD
  • 05/2023 → 06/2025
    Naval Academy Golf Association
    Annapolis, MD
  • 05/2024 → 08/2024
    Naval Academy Aa&F
    Annapolis, MD
  • 06/2020 → 05/2021
    Unemployed
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
  • S66 Uniform Combined State Law Examination
    2025-10-10

View on SEC IAPD

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Other Offices

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
PATIENT CAPITAL MANAGEMENT, LLC · BALTIMORE, MD
1919 INVESTMENT COUNSEL, LLC · BALTIMORE, MD
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD
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