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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-29
MD RA APPROVED 2026-01-16
SC RA APPROVED 2026-01-16
  • FL RA
    APPROVED
    Since 2026-01-29
  • MD RA
    APPROVED
    Since 2026-01-16
  • SC RA
    APPROVED
    Since 2026-01-16

Branch Locations

Mccormick, SC • United States

Daytona Beach, FL • United States

Gambrills, MD • United States

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homes Of America Celebration FL 04/2025 Present
Northrup Grumman Linthicum Heights MD 04/2009 04/2021
Unemployed Gambills MD 05/2021 03/2025
Avantax Investment Services Inc. Daytona Beach FL 07/2025 09/2025
Avantax Advisory Services Daytona Beach FL 07/2025 09/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Wealthspring Financial Partners Daytona Beach FL 02/2026 Present
  • 04/2025 → Present
    Homes Of America
    Celebration, FL
  • 04/2009 → 04/2021
    Northrup Grumman
    Linthicum Heights, MD
  • 05/2021 → 03/2025
    Unemployed
    Gambills, MD
  • 07/2025 → 09/2025
    Avantax Investment Services Inc.
    Daytona Beach, FL
  • 07/2025 → 09/2025
    Avantax Advisory Services
    Daytona Beach, FL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
  • 02/2026 → Present
    Wealthspring Financial Partners
    Daytona Beach, FL
Other Businesses

1)HOMES OF AMERICA POSITION: Sales Associate NATURE: Homes of a America offers the following services:Property Management Mortgages Vacation Rentals Buy a Business Relocation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 1420 Celebration Blvd Suite 200, Celebration FL 34747, United States DESCRIPTION: Prospect for clients through networking and referrals Assist buyers with property searches, showings, and offer negotiations Market listings using photos, virtual tours, and open houses Stay updated on market trends, pricing, and local regulations Manage paperwork, contracts, and deadlines to close deals smoothly I am NOT approving mortgages 2) NASA FEDERAL CREDIT UNION POSITION: Credit Risk Oversight Committee Member NATURE: The Credit Risk Oversight Committee monitors the risks associated with the lending and borrowing, ensuring the organization's credit policies are followed. It reviews loan portfolios, assesses potential defaults, sets risk limits, and makes sure the institution stays financially sound while complying with regulations. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2025 ADDRESS: 500 Prince Georges Blvd, Bowie MD 20774, United States DESCRIPTION: Set credit policies and risk thresholds Review and monitor loan portfolios for potential defaults Ensure compliance with regulatory requirements Review large or high risk loans As committee member I have no voting rights The NFCU management team manages the risk on these loans as produces the reports for the board and committee to review. I am new to the committee and provide oversight into their process. I will be receiving training on what more I can provide in this role. Provide strategic guidance to manage credit exposure and maintain financial stability Again, I am new to this role and more training will be provided. I was selected to participate on this committee by the board chair based on my engineering project and risk management experience from an engineering perspective. 3) NAME OF OTHER BUSINESS: Wealthspring Financial Partners INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-16
  • S66 Uniform Combined State Law Examination
    2026-01-16
Other Names
  • Erwin Otto Sprunk
  • Erwin O Sprunk
  • Erwin Sprunk

View on SEC IAPD

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