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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-29 |
| MD | RA | APPROVED | 2026-01-16 |
| SC | RA | APPROVED | 2026-01-16 |
Branch Locations
Daytona Beach, FL • United States
Gambrills, MD • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homes Of America | Celebration | FL | 04/2025 | Present |
| Northrup Grumman | Linthicum Heights | MD | 04/2009 | 04/2021 |
| Unemployed | Gambills | MD | 05/2021 | 03/2025 |
| Avantax Investment Services Inc. | Daytona Beach | FL | 07/2025 | 09/2025 |
| Avantax Advisory Services | Daytona Beach | FL | 07/2025 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Wealthspring Financial Partners | Daytona Beach | FL | 02/2026 | Present |
1)HOMES OF AMERICA POSITION: Sales Associate NATURE: Homes of a America offers the following services:Property Management Mortgages Vacation Rentals Buy a Business Relocation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 1420 Celebration Blvd Suite 200, Celebration FL 34747, United States DESCRIPTION: Prospect for clients through networking and referrals Assist buyers with property searches, showings, and offer negotiations Market listings using photos, virtual tours, and open houses Stay updated on market trends, pricing, and local regulations Manage paperwork, contracts, and deadlines to close deals smoothly I am NOT approving mortgages 2) NASA FEDERAL CREDIT UNION POSITION: Credit Risk Oversight Committee Member NATURE: The Credit Risk Oversight Committee monitors the risks associated with the lending and borrowing, ensuring the organization's credit policies are followed. It reviews loan portfolios, assesses potential defaults, sets risk limits, and makes sure the institution stays financially sound while complying with regulations. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2025 ADDRESS: 500 Prince Georges Blvd, Bowie MD 20774, United States DESCRIPTION: Set credit policies and risk thresholds Review and monitor loan portfolios for potential defaults Ensure compliance with regulatory requirements Review large or high risk loans As committee member I have no voting rights The NFCU management team manages the risk on these loans as produces the reports for the board and committee to review. I am new to the committee and provide oversight into their process. I will be receiving training on what more I can provide in this role. Provide strategic guidance to manage credit exposure and maintain financial stability Again, I am new to this role and more training will be provided. I was selected to participate on this committee by the board chair based on my engineering project and risk management experience from an engineering perspective. 3) NAME OF OTHER BUSINESS: Wealthspring Financial Partners INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-16 |
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