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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-05
  • TN RA
    APPROVED
    Since 2026-01-05

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smithfield Foods Smithfield VA 01/2012 10/2021
Conagra Brands Poquoson VA 11/2021 09/2025
Ubs Financial Services, Inc. Nashville TN 10/2025 Present
  • 01/2012 → 10/2021
    Smithfield Foods
    Smithfield, VA
  • 11/2021 → 09/2025
    Conagra Brands
    Poquoson, VA
  • 10/2025 → Present
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-02
  • S66 Uniform Combined State Law Examination
    2025-09-02

View on SEC IAPD

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