Neil P. Patel

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-01
TX	RA	APPROVED	2025-08-01

CA RA
APPROVED

Since 2025-08-01
TX RA
APPROVED

Since 2025-08-01

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Los Angeles	CA	07/2025	Present
Jpmorgan Chase Bank, N.A.	Los Angeles	CA	07/2025	Present
Unemployed	Los Angeles	CA	08/2024	06/2025
Usc Marshall School Of Business	Los Angeles	CA	07/2023	05/2025
Jpm Private Bank	Los Angeles	CA	06/2024	08/2024
Pricewaterhousecoopers Llp	Los Angeles	CA	10/2019	06/2023
Clearpoint Strategy	Los Angeles	CA	06/2017	09/2019
Vanderbilt University	Nashville	TN	08/2013	05/2017

07/2025 → Present

J.P. Morgan Securities Llc

Los Angeles, CA
07/2025 → Present

Jpmorgan Chase Bank, N.A.

Los Angeles, CA
08/2024 → 06/2025

Unemployed

Los Angeles, CA
07/2023 → 05/2025

Usc Marshall School Of Business

Los Angeles, CA
06/2024 → 08/2024

Jpm Private Bank

Los Angeles, CA
10/2019 → 06/2023

Pricewaterhousecoopers Llp

Los Angeles, CA
06/2017 → 09/2019

Clearpoint Strategy

Los Angeles, CA
08/2013 → 05/2017

Vanderbilt University

Nashville, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-15

S66 Uniform Combined State Law Examination

2025-04-15

View on SEC IAPD

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