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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-05-15 |
Branch Locations
117 Seaboard Lane Ste E204, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asure Software | Austin | TX | 07/2024 | 06/2025 |
| Vestwell | New York | NY | 10/2023 | 07/2024 |
| Human Interest | San Francisco | CA | 10/2020 | 08/2023 |
| Paychex | Rochester | NY | 07/2018 | 09/2020 |
| At&T | Brentwood | TN | 01/2003 | 06/2018 |
| Financial & Tax Architects | St. Louis | MO | 06/2025 | 02/2026 |
| Lpl Enterprise Llc | Franklin | TN | 05/2026 | Present |
1. 05/12/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Goodlettsvlle TN - Inv Related - OBA Start Date: 04/13/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 05/12/2026 - John Fair N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Goodlettsvlle TN - Inv Related - OBA Start Date: 04/13/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-17 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-10 |
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