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Razvan Aurelian Mirica

Mirica Wealth

Hanover, NH

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Current Employers
Mirica Wealth

Hanover, NH • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-04-30
NH RA APPROVED 2018-12-10
  • MA RA
    APPROVED
    Since 2019-04-30
  • NH RA
    APPROVED
    Since 2018-12-10

Branch Locations

Hanover, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Boston MA 02/2015 07/2018
Flagship Harbor Advisors, Llc Boston MA 02/2015 07/2018
Mirica Wealth Management Llc Hanover NH 07/2018 Present
  • 02/2015 → 07/2018
    Lpl Financial Llc
    Boston, MA
  • 02/2015 → 07/2018
    Flagship Harbor Advisors, Llc
    Boston, MA
  • 07/2018 → Present
    Mirica Wealth Management Llc
    Hanover, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-06
S66 Uniform Combined State Law Examination 2005-08-26
  • S65 Uniform Investment Adviser Law Examination
    2016-02-06
  • S66 Uniform Combined State Law Examination
    2005-08-26

View on SEC IAPD

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