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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 08/2025 | Present |
| Schwab Wealth Advisory, Inc. | Westlake | TX | 08/2025 | Present |
| Fisher Investments | Plano | TX | 02/2021 | 08/2025 |
| Rob B. Schmid, Attorney At Law | Fort Worth | TX | 02/2020 | 02/2021 |
| Pope Hardwicke Christie Schell Kelly Taplett | Fort Worth | TX | 07/2019 | 02/2020 |
| Norman & Norman, P.C. | Fort Worth | TX | 10/2011 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-28 |
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