Diane Goldman

Current Employers

Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-07-01

NC RA
APPROVED

Since 2025-07-01

Branch Locations

Charlotte, NC • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Creative Financial Services	Charlotte	NC	05/2021	Present
New Agency Partners	Parsippany	NY	01/2006	05/2021
Tlg Advisors Inc	Summit	NJ	07/2025	Present

05/2021 → Present

Creative Financial Services

Charlotte, NC
01/2006 → 05/2021

New Agency Partners

Parsippany, NY
07/2025 → Present

Tlg Advisors Inc

Summit, NJ

Other Businesses

1.) INDEPENDENT INSURANCE AGENT - 1/1/2019 - 2110 Enclave Park Drive, Charlotte, NC 28211 - Lead planner sales, Retirement income planning annuities/LTC & life insurance, Not Invt Rel, Retirement income planning, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) CREATIVE FINANCIAL SERVICES - 5/1/2021 - 2110 Enclave Park Drive, Charlotte, NC 28211 - Owner, Sales, Not Invt Rel, Intermediary IMO, 160 hrs/mo; 160 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-12-30

S65 Uniform Investment Adviser Law Examination

2024-12-30

Other Names

Diane Zimmerman
Diane Kraut

View on SEC IAPD