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Brendan John Smith

Wells Fargo Clearing Services, LLC

Bellevue, WA

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-09-08
  • WA RA
    APPROVED
    Since 2025-09-08

Branch Locations

4020 Factoria Blvd Se, Bellevue, WA 98006 • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Bellevue WA 07/2023 Present
Wells Fargo Clearing Services, Llc Bellevue WA 07/2025 Present
Unemployed Seattle WA 01/2022 07/2023
Liberty Mutual Seattle WA 01/2020 12/2021
International Fidelity Insurance Company Avon CT 10/2016 12/2019
International Fidelity Insurance Company Naperville IL 09/2013 10/2016
  • 07/2023 → Present
    Wells Fargo Bank, Na
    Bellevue, WA
  • 07/2025 → Present
    Wells Fargo Clearing Services, Llc
    Bellevue, WA
  • 01/2022 → 07/2023
    Unemployed
    Seattle, WA
  • 01/2020 → 12/2021
    Liberty Mutual
    Seattle, WA
  • 10/2016 → 12/2019
    International Fidelity Insurance Company
    Avon, CT
  • 09/2013 → 10/2016
    International Fidelity Insurance Company
    Naperville, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-08
S63 Uniform Securities Agent State Law Examination 2025-08-15
  • S65 Uniform Investment Adviser Law Examination
    2025-09-08
  • S63 Uniform Securities Agent State Law Examination
    2025-08-15
Other Names
  • Brendan Smith

View on SEC IAPD

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